Banking Awareness Test for IBPS, RBI, SBI, NABARD & other Bank Examinations

Q.  Which of the following acts regulates the underwriting process in India?

a. RBI Act 1934
b. Securities and Exchanges Board of India (Underwriters) Regulations, 1993.
c. Securities and Exchange Board of India (Underwriters) (Amendment) Regulations, 2006
d. Both b and c


ANSWER: See Answer
 
The underwriter must get a certificate of registration under the Securities and Exchanges Board of India (Underwriters) Regulations, 1993.These regulations have been further amended by the Securities and Exchange Board of India (Underwriters) (Amendment) Regulations, 2006.
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